Career Resources
Featured Job Postings
Featured Job Postings
Featured Job Postings
Each month NABCRMP highlights job opportunities in the various fields of interest to our members. Check out our latest featured job opportunities here.
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FEATURED JOB: morgan stanley compliance position
NABCRMP Corporate Member Morgan Stanley is conducting a search for the following role in risk and compliance:
MSIM ESG Compliance Advisory, Vice President
MSIM Compliance is now seeking an experienced compliance officer to support the enhancement of MSIM's compliance processes and programs to address ESG-related compliance and regulatory risks, and to support MSIM's compliance with applicable laws, regulations, and Firm policies and procedures. Among other internal stakeholders, this individual will work closely with the MSIM Sustainability team, portfolio managers, traders, operations teams, and colleagues in the Legal and Compliance Division.
Key Responsibilities:
- Supporting the implementation of enhancements to MSIM's compliance programs and processes to effectively address ESG-related compliance and regulatory risks.
- As a subject matter expert, providing advice on applicable ESG-related compliance and regulatory matters to business personnel and support functions.
- Assessing impact of ESG-related regulatory developments, supporting regulatory change management efforts, and providing regulatory updates to the business.
- Maintaining a thorough and up-to-date understanding of applicable global ESG regulations and rule proposals impacting the Firm's business activities.
- Drafting and updating policies and procedures, as required.
- Preparing and delivering compliance training.
- Providing advisory support in connection with Compliance monitoring and testing activities as part of second line oversight of the Firm's compliance with applicable regulation, and policies and procedures.
QUALIFICATIONS:
- Strong academic background (J.D. degree, MBA, or other advanced degree strongly preferred).
- At least seven years' prior compliance, legal or other work experience with a large international financial institution and/or at a law firm, regulator or management consultancy firm.
- Excellent knowledge of financial products and services; prior ESG/sustainability experience a major plus.
- Sound knowledge of securities laws; familiarity with ESG-related regulatory developments.
- Exceptional analytical and problem-solving skills.
- Excellent communication skills, both written and verbal.
- Strong project management skills, with ability to effectively lead project execution and manage to timelines.
- Demonstrated ability to work effectively and collaboratively in a team-oriented environment, as well as independently; strong relationship building skills.
- Well-developed organizational skills to manage time sensitive issues, prioritize effectively, and deliver results.
- Detail and execution oriented, with ability to maintain a high standard of accuracy while managing various tasks simultaneously.
- Computer literacy - working knowledge of Windows-based applications such as Word, Excel and PowerPoint.
To learn more, and to apply please click the link below:
https://ms.taleo.net/careersection/2/jobdetail.ftl?job=3222481&lang=en
Please include #NABCRMP as your referral source.
FEATURED JOB: target compliance position
NABCRMP Corporate Member Target is conducting a search for the following role in risk and compliance:
Sr. Auditor (full-time remote or hybrid)
As a Senior Auditor, you will lead the development and execution of Internal Audit activities, leveraging your knowledge of risk management capabilities, including identifying and assessing risks and internal controls and utilizing your subject matter expertise. Leading Internal Audit activities requires working independently with a high level of initiative, providing direction and coaching to others, managing projects effectively, communicating with business owners and developing and maintaining strong business relationships.
You will foster your personal development by remaining current with industry trends and emerging risks and gaining unique experiences supporting a meaningful career. Job duties may change at any time due to business needs.
About you:
- B.A/B.S degree
- 4-6 years internal or external audit and/or internal controls experience
- Audit, risk and/or compliance knowledge (Sarbanes-Oxley (SOX) and operational audit experience preferred)
- Demonstrate professional judgement and critical thinking
- Strong written/oral communication skills
- Excellent relationship building skills and behaviors
- Continuous learner who is open to trying new ways of working
- Experience working with a global team is a plus
- Digital mindset (experience a plus! – data analytics, technology, automation)
- CPA, CISA or similar designation preferred
To learn more, and to apply please click the link below:
https://jobs.target.com/job/brooklyn-park/sr-auditor-full-time-remote-or-hybrid/1118/35054224960
Please include #NABCRMP as your referral source.
FEATURED JOB: citi compliance positions
NABCRMP Corporate Member Citi is conducting a search for the following roles in risk and compliance:
SVP Global Remedial Manager- 22535208 https://citi.wd5.myworkdayjobs.com/2/job/Stamford-Connecticut-United-States/SVP-Global-Remedial-Manager_22535208-1
Credit Risk Senior Officer 1- 22530325
Corporate Credit Valuation (Distressed Assets) - VP (C-13)- 22520245
Credit Risk Senior Officer I (Open)- 22526701 https://citi.wd5.myworkdayjobs.com/2/job/Jacksonville-Florida-United-States/Credit-Risk-Senior-Officer-I_22526701
Cyber Risk Sr Analyst- 22528037
VP Retail CCAR (Open)- 22540025
Accountability, Culture, and Talent Transformation Program Principal (C14/SVP)
Accountability, Culture, and Talent Transformation Program Principal (C14/SVP) (myworkdayjobs.com)
Data Integrations Lead (C15)
Data Integrations Lead (C15) (myworkdayjobs.com)
Please include #NABCRMP as your referral source.
FEATURED JOB: JPMorgan Chase compliance positions
NABCRMP Corporate Member JPMorgan Chase is conducting a search for the following roles in risk and compliance:
Sanctions Compliance Metrics and Reporting
Senior Compliance Officer - GFCC Production Support Data Analyst
GFCC Model Strategy Manager - VP
Coverage Strategy Transaction Monitoring - VP
Office of Regulatory Intelligence Management – Framework Development and Analysis
Risk Management and Compliance Program Manager - VP
CCOR Monitoring & Testing Project Manager/Business Analyst - VP
Compliance Manager - Metrics and Reporting - VP
CCOR - Coverage Strategy Transaction Monitoring Sr. Asc.
Compliance Risk Management Sr. Officer
Investment Banking OIL & GAS - Sr. Associate
CCB Risk- Strategic Analytics, Associate
Compliance Risk Management Lead - VP
Consumer Risk Execution & Controls - VP
Please include #NABCRMP as your referral source.
FEATURED JOB: wellington management compliance positions
NABCRMP Corporate Member Wellington Management is conducting a search for the following roles in risk and compliance:
Compliance Testing Officer
Senior Risk Analyst, Enterprise Risk Management
Compliance Analyst
Please include #NABCRMP as your referral source.
FEATURED JOB: segall bryant & hamill compliance position
Segall Bryant & Hamill is conducting a search for the following role in risk and compliance:
Compliance Associate
Segall Bryant & Hamill is seeking a Compliance Associate to work within a team managing the oversight and monitoring of the firm’s compliance program. The ideal candidate will have had exposure to the securities laws, rules and regulations applicable to registered investment advisers and private fund offerings, in particular the Investment Advisers Act of 1940 and Investment Company Act of 1940. Additionally, the candidate must possess an understanding of the business operations and practices, procedures and controls specific to the business units supported. The candidate must be able to take ownership for the delivery of projects while also operating successfully in a cross-functional team environment. This position reports to the Senior Compliance Manager and has no direct reports.
General Responsibilities:
- Maintain, update, and oversee the compliance monitoring tools to aid in the adherence to client guidelines and the enforcement of the Code of Ethics and Compliance Manual.
- Monitor, review, and track soft dollar arrangements and invoices.
- Compile various data requirements for financial and regulatory reporting to various agencies.
- Work with the compliance team on review of regulations and make appropriate updates and recommendations to regulatory documents and policies and procedures.
- Prepare and assist in completing and reviewing periodic compliance and due diligence questionnaires.
Qualifications:
- Bachelor's Degree.
- 1-3 years of work experience in the financial services industry, preferably, investment/asset management.
- Strong writing and verbal communication skills.
- Must be thorough, detail-oriented, and function with a high degree of accuracy.
- Must be persistent, self-motivated, and able to function with a high degree of independence.
- Effective analytical abilities are required, including solid research skills and the ability to recommend solutions from that analysis.
- Ability to work on multiple projects while meeting competing deadlines.
- Demonstrated ability to work effectively with employees and outside parties at all organizational levels.
- Desire to keep abreast of best practices as well as evolving issues within scope of the position is required.
- Desire to further develop and foster strong interpersonal relationships and to maintain effective cross-functional teams.
- Proficient in MS Office (Outlook, Word, Excel, PowerPoint, Teams).
Knowledge of the following software is a plus but not required:
- Advent Rules Manager, APX, and Moxy or other investment compliance and/or trading systems.
- Compliance personal trading software.
To learn more, and to apply please click the link below:
Please include #NABCRMP as your referral source.
FEATURED JOB: American Express compliance positions
NABCRMP Corporate Member American Express is conducting a search for the following roles in risk and compliance:
Manager / Senior Manager - Product Owner
Manager / Sr Manager - Credit & Fraud Risk Strategy
https://aexp.eightfold.ai/careers/job?domain=aexp.com&query=22002709&pid=10615400
Analyst / Senior Analyst - Product Innovation and Analytics
Analyst / Sr Analyst Product Owner
https://aexp.eightfold.ai/careers/job?domain=aexp.com&query=%C2%A022002821&pid=10619503
Data Scientist - Global Decision Science
Please include #NABCRMP as your referral source.
FEATURED JOB: bny mellon compliance position
NABCRMP Corporate Member BNY Mellon is conducting a search for the following role in risk and compliance:
Senior Specialist, Compliance & Control (Monitoring & Testing)
Please include #NABCRMP as your referral source.
career resources
Employers
Thank you for making NABCRMP Career Resources part of your recruitment strategy. Our job board is ideal for employers who need to find diverse risk/compliance professional applicants very quickly.
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Send your ad directly to alisehon.reid@nabcrmp.org. Alternatively, you can complete the job posting form. You will need to include basic information, such as institution, job title, region, position/rank, salary range, job description, as well as the posting expiration period. You can also upload your institutions logo. There are no ad dimensions, no word limits, and no deadlines.
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Resume Review (Members Only)
Having your resume reviewed by a seasoned professional in your field is invaluable to your job search. NABCRMP offers resume reviews for members, pairing senior compliance & risk management professionals with members wishing to bolster their resume. If you are interested in having your resume reviewed, please contact complete the form below.